-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QACi4ctFREUD0HcjY45wSVAPQqn1JhUwZvHdhcph1VOOqO0xdWCsz7kEBoOb+4gh fIVRYgGpRz2xXmgzCxWB6A== 0000929624-98-000187.txt : 19980210 0000929624-98-000187.hdr.sgml : 19980210 ACCESSION NUMBER: 0000929624-98-000187 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980209 SROS: NASD GROUP MEMBERS: ANCHIE KUO GROUP MEMBERS: BA VENTURE PARTNERS I GROUP MEMBERS: BANK OF AMERICA NT&SA GROUP MEMBERS: BANKAMERICA CORP GROUP MEMBERS: BANKAMERICA CORPORATION GROUP MEMBERS: BANKAMERICA VENTURES GROUP MEMBERS: JAMES D MURPHY GROUP MEMBERS: JESS MARZAK GROUP MEMBERS: ROBERT OBUCH GROUP MEMBERS: RORY O'DRISCOLL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0201 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48895 FILM NUMBER: 98525877 BUSINESS ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 MAIL ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKAMERICA CORP CENTRAL INDEX KEY: 0000009672 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941681731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CTR STREET 2: 555 CALIFORNIA ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156223530 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 SC 13G/A 1 SCHEDULE 13-G/A --------------------------------- OMB APPROVAL --------------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response . . . 14.90 --------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Hot Topic, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 441339108 ---------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement ?. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------------------- CUSIP No. 441339108 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BankAmerica Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- -------------------------------------------------- NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED 593,489 -------------------------------------------------- BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 593,489 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 593,489 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 - ---------------------------------- CUSIP No. 441339108 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Bank of America NT&SA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES -0- -------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED 509,797 BY EACH REPORTING -------------------------------------------------- 7 SOLE DISPOSITIVE POWER PERSON WITH -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 509,797 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 509,797 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* BK - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 - ---------------------------------- CUSIP No. 441339108 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: BankAmerica Ventures - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES -0- -------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED 505,017 BY EACH REPORTING -------------------------------------------------- 7 SOLE DISPOSITIVE POWER PERSON WITH -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 505,017 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 505,017 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 4 - ---------------------------------- CUSIP No. 441339108 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: BA Venture Partners I - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED -0- -------------------------------------------------- BY EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 50,501 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 50,501 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 50,501 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 5 - ---------------------------------- CUSIP No. 441339108 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: James D. Murphy - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED -0- -------------------------------------------------- BY EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 50,501 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 50,501 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 50,501 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 6 - ---------------------------------- CUSIP No. 441339108 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Jess Marzak - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED -0- -------------------------------------------------- BY EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 50,501 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 50,501 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 50,501 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 7 - ---------------------------------- CUSIP No. 441339108 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Anchie Kuo - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED -0- --------------------------------------------------- BY EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 50,501 --------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- --------------------------------------------------- 8 SHARED DISPOSITIVE POWER 50,501 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 50,501 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 8 - ---------------------------------- CUSIP No. 441339108 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Robert Obuch - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED -0- --------------------------------------------------- BY EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 50,501 --------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- --------------------------------------------------- 8 SHARED DISPOSITIVE POWER 50,501 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 50,501 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 9 - ---------------------------------- CUSIP No. 441339108 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Rory O'Driscoll - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED --------------------------------------------------- 6 SHARED VOTING POWER BY EACH REPORTING PERSON WITH 50,501 --------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- --------------------------------------------------- 8 SHARED DISPOSITIVE POWER 50,501 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 50,501 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 10 Item 1 (a) Name of Issuer: Hot Topic, Inc. (b) Address of Issuer's Principal 3410 Pomona Boulevard Executive Offices: Pomona, CA 91768 Item 2 (a) Names of Person Filing: BankAmerica Corporation ("BAC") Bank of America NT&SA ("BANTSA") BankAmerica Ventures ("BAV") BA Venture Partners I ("BAVPI") James D. Murphy Jess Marzak Anchie Kuo Robert Obuch Rory O'Driscoll (b) Address of Principal Business (For BAC and BANTSA) Offices: 555 California Street San Francisco, CA 94104 (For BAV, BAVPI and individuals) 950 Tower Lane, Suite 700 Foster City, CA 94404 (c) Citizenship: BAC is organized under the laws of Delaware. BAV is organized under the laws of California. BANTSA is a national banking association organized under the laws of the United States. BAVPI is organized under the laws of Delaware. The individual filers are citizens of the United States. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 441339108 Page 11 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a*: (a) [_] Broker or Dealer registered under Section 15 of the Act (b) [X] Bank as defined in Section 3(a)(6) of the Act (c) [_] Insurance Company as defined in Section 3(a)(19) of the Act (d) [_] Investment Company registered under Section 8 of the Investment Company Act (e) [_] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [_] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see (S)240.13d-1(b)(1)(ii)(F) (g) [X] Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [_] Group, in accordance with (S)240.13d- 1(b)(1)(ii)(H) Item 4 Ownership** (a) Amount Beneficially Owned: BAC 593,489 * BANTSA 509,797 BAV 505,017 - ------------------ * This filing is being made primarily under Rule 13d-1(c). On October 1, 1997, BAC acquired Robertson, Stephens & Company, Inc. ("RS"), which comprises a registered broker-dealer, a registered investment adviser (Robertson, Stephens and Company Investment Management, L.P. ("RSCIMLP")) and registered investment companies managed by the investment adviser. As to shares acquired by BANTSA since the original filing, and shares attributed to RS, this filing is also being made pursuant to Rules 13d-1(b) and 13d-2(b). ** By virtue of the corporate relationships between Reporting Persons as described in Item 7, BAC (the parent company) may be deemed to possess indirect beneficial ownership of shares beneficially owned directly by its subsidiaries. Similarly, higher tier BAC subsidiaries may be deemed to possess indirect beneficial ownership of shares beneficially owned directly by lower tier BAC subsidiaries. The power to vote and to dispose of shares may be deemed to be shared between entities due to their corporate relationships. Page 12 BAVPI 50,501 James D. Murphy 50,501 Jess Marzak 50,501 Anchie Kuo 50,501 Robert Obuch 50,501 Rory O'Driscoll 50,501 Other*** 83,692 (b) Percent of Class: BAC 12.5% BANTSA 10.7% BAV 10.6% BAVPI 1.1% James D. Murphy 1.1% Jess Marzak 1.1% Anchie Kuo 1.1% Robert Obuch 1.1% Rory O'Driscoll 1.1% Other 1.8% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: BAC 0 BANTSA 0 BAV 0 BAVPI 0 James D. Murphy 0 Jess Marzak 0 Anchie Kuo 0 Robert Obuch 0 Rory O'Driscoll 0 Other 0 (ii) shared power to vote or direct the vote: BAC 593,489 BANTSA 509,797 BAV 505,017 BAVPI 50,501 James D. Murphy 50,501 Jess Marzak 50,501 Anchie Kuo 50,501 Robert Obuch 50,501 - --------------------- *** Beneficially owned by a registered investment company managed by RSCIMLP. Also includes shares held by BankAmerica Capital Corp., a subsidiary of BankAmerica Financial, Inc. which is a susidiary of BAC. Page 13 Rory O'Driscoll 50,501 Other 83,692 (iii) sole power to dispose or direct the disposition of: BAC 0 BANTSA 0 BAV 0 BAVPI 0 James D. Murphy 0 Jess Marzak 0 Anchie Kuo 0 Robert Obuch 0 Rory O'Driscoll 0 Other 0 (iv) shared power to dispose or direct the disposition of: BAC 593,489 BANTSA 509,797 BAV 505,017 BAVPI 50,501 James D. Murphy 50,501 Jess Marzak 50,501 Anchie Kuo 50,501 Robert Obuch 50,501 Rory O'Driscoll 50,501 Other 83,692 Item 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Page 14 Item 7 Identification and Classification of the Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company. See Item 2. Except for BAVPI and its partners, the entities described below are direct or indirect wholly-owned subsidiaries of BAC, which is a registered bank holding company. BANTSA is a bank as defined in Section 3(a)(6) of the Act. BAV is a California corporation. BAVPI is a partnership that is related to BAV. The general partners of BAVPI are: James D. Murphy, Jess Marzak, Anchie Kuo, Robert Obuch, and Rory O'Driscoll, all residing in the state of California. Since they are partners of BAVPI, they may each be deemed to own shares in the Issuer held by BAVPI. Similarly they may be deemed to share voting and investment power among themselves and with BAVPI in these shares. Each partner disclaims beneficial ownership of such shares. See footnote *** for a description of RSCIMLP, BankAmerica Capital Corp. and BankAmerica Financial, Inc. Item 8 Identification and Classification of Members of the Group. See Item 7. Item 9 Notice of Dissolution of Group. Not Applicable. Item 10 Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 15 Signature - --------- After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 1998 BANKAMERICA CORPORATION* BANK OF AMERICA NATIONAL TRUST AND SAVINGS ASSOCIATION* BANKAMERICA VENTURES* *By: /s/ VENRICE R. PALMER Venrice R. Palmer Senior Counsel of Bank of America National Trust and Savings Association and Authorized Attorney-in-Fact (signing resolutions and powers of attorney are incorporated by reference to Schedule 13G Amendment #2 relating to Anaren Microwave, Inc.) INDIVIDUALLY, AND ON BEHALF OF BA VENTURE PARTNERS I: James D. Murphy /s/ James D. Murphy Dated: February 9, 1998 -------------------- Jess Marzak /s/ Jess Marzak Dated: February 9, 1998 -------------------- Anchie Kuo /s/ Anchie Kuo Dated: February 9, 1998 -------------------- Robert Obuch /s/ Robert Obuch Dated: February 9, 1998 -------------------- Rory O'Driscoll /s/ Rory O'Driscoll Dated: February 9, 1998 -------------------- Page 16 EXHIBIT A Joint Filing Agreement ---------------------- The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(f)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Date: February 9, 1998 BANKAMERICA CORPORATION* BANK OF AMERICA NATIONAL TRUST AND SAVINGS ASSOCIATION* BANKAMERICA VENTURES* *By: /s/ VENRICE R. PALMER Venrice R. Palmer Senior Counsel of Bank of America National Trust and Savings Association and Authorized Attorney-in-Fact (signing resolutions and powers of attorney are incorporated by reference to Schedule 13G Amendment #2 relating to Anaren Microwave, Inc.) INDIVIDUALLY, AND ON BEHALF OF BA VENTURE PARTNERS I: James D. Murphy /s/ James D. Murphy Dated: February 9, 1998 -------------------- Jess Marzak /s/ Jess Marzak Dated: February 9, 1998 -------------------- Anchie Kuo /s/ Anchie Kuo Dated: February 9, 1998 -------------------- Robert Obuch /s/ Robert Obuch Dated: February 9, 1998 -------------------- Rory O'Driscoll /s/ Rory O'Driscoll Dated: February 9, 1998 -------------------- Page 17 -----END PRIVACY-ENHANCED MESSAGE-----